Assess compliance

Published

October 3, 2024

Use the platform UI to assess compliance of your models with guidelines based on analyzing evidence and findings.

Compliance assessments provide an unbiased starting point that enables more efficient discussions between validators and developers and involves three steps:

  1. Link evidence to reports
  2. Link findings to reports
  3. Provide compliance assessments

Prerequisites

Provide compliance assessments

  1. In the left sidebar, click Model Inventory.

  2. Select a model by clicking on it or find your model by applying a filter or searching for it.7

  3. In the left sidebar that appears for your model, click Validation Report and then locate 2. Validation.

    You can now expand any subsection of the validation report you would like to work with.

    For example, select 2.1.1. Assumptions.

  4. In any section of the documentation where the assessment dropdown menu is available, select one of the available options:

    • No compliance — No tests have been run and no other evidence has been provided.
    • Some compliance — Evidence provided but not properly documented or verifiable.
    • Strong compliance — Evidence provided and documented, but not validated.
    • Full compliance — Evidence provided, documented, and validated.

    For example, to indicate that there is some compliance based on the evidence or findings you linked to:

    A screenshot of the validation report section 2.1.1. that shows a compliance assessment with the option to link to finding

    Validation report section 2.1.1. that shows a compliance assessment with the option to link to finding

    Confirm that the compliance summary shown for each subsection under 2. Validation provides an accurate overview for current qualitative and quantitative risk assessments:

    A screenshot of the risk assessment compliance summary

    Risk assessment compliance summary

What’s next